Business grows as regulators scrutinise research companies
Implementation Outlook
The regulators’ activity on this issue has spurred a number of business developments. One example is the Global Research Analyst Settlement, set up in April between the US Securities and Exchange Commission and 10 brokers. According to the terms of the settlement, which was approved in October, each affected company is required to contract for five years with at least three independent research firms and make those research reports available to their customers. Payment for independent research
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