Business grows as regulators scrutinise research companies

Implementation Outlook

The regulators’ activity on this issue has spurred a number of business developments. One example is the Global Research Analyst Settlement, set up in April between the US Securities and Exchange Commission and 10 brokers. According to the terms of the settlement, which was approved in October, each affected company is required to contract for five years with at least three independent research firms and make those research reports available to their customers. Payment for independent research

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Next-generation technologies and the future of trading

At a Risk.net webinar in association with capital markets technology provider Numerix, panellists discuss the potential for increased adoption of the public cloud to boost investment performance, its impact on risk management and overcoming barriers to…

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