'Revolving door' in full swing at top regulators

Three-quarters of senior SEC regulators move into private sector

Revolving door

Almost three-quarters of senior officials at some financial regulators later take jobs in the industry they oversee, highlighting the scale of the 'revolving door' between industry and oversight, and raising fears of regulatory capture.

According to research by Risk.net, at the US Securities and Exchange Commission (SEC) 72% of senior officials have moved into the private sector after leaving a Commission position since 2001. Only 7% remained in the public sector, either finding new jobs within

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Investment banks: the future of risk control

This Risk.net survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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