SEC commissioner Casey steps down

Kathleen Casey SEC commissioner

Kathleen Casey, one of five commissioners at the US Securities and Exchange Commission (SEC), has stepped down from her post after serving her five-year term with the agency.

Casey joined the SEC in 2006. During her tenure she has focused on the commission’s work to protect investors, facilitate capital formation and ensure transparent, efficient and competitive capital markets. At her departure she was the senior member of the SEC – chair Mary Schapiro joined in 2009 and fellow commissioners

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Investment banks: the future of risk control

This survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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