Regulatory culture vultures start to circle in UK

creepy-scene-vulture

“I would assert that regulators have an obligation to consider the question of whether they should have a role to play in relation to the ethics and culture of the firms they regulate.” – Hector Sants, chief executive of the UK Financial Services Authority (FSA), June.


Hector Sants’ recent speech at the Chartered Institute of Securities and Investments annual conference held in London in June expressed his desire for regulators to play a part in assessing the ethics and culture of financial

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

If you already have an account, please sign in here.

Investment banks: the future of risk control

This Risk.net survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here