Two UK mortgage brokers banned over TCF failures

 

The UK Financial Services Authority (FSA) has banned two mortgage brokers in separate cases only weeks apart for failing to treat customers fairly (TCF). Aaron Nickols was banned from selling mortgage and general insurance products, after he used high-pressure sales techniques and failed to monitor staff adequately to ensure clients were treated fairly. Separately, the regulator said it had banned Noel Heaney after finding wide-ranging management and control problems across his firm and for

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