Where did the big SOX spend go?

Compliance Sarbanes-Oxley


The truth of the matter is that financial services firms have not been purchasing the solutions en masse. The reasons for this are many. Some firms simply looked at the offerings in the market-place when they started their Sox projects two years ago and decided that they were better off developing tools in-house. "The tools that were out there at the start of the project are nowhere near as good as the tools that are out there now," says Jonathan Wyatt, director at Protiviti, a risk consulting

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Investment banks: the future of risk control

This Risk.net survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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