Compliance solutions
Compliance with regulations such as Sarbanes-Oxley and Mifid is putting an increasing burden on energy-trading firms. Roderick Bruce looks at ways of overcoming the latest regulatory hurdles
Corporate governance and the successful management of compliance issues is an ever-growing operational risk for financial institutions and companies, particularly those involved in trading activities. Regulation such as the 2002 US Sarbanes-Oxley Act (SOX), which has dramatically increased awareness of transparency and controls, along with employee accountability, has faced criticism for being too
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