Iosco updates securities regulation

Daily news headlines

MADRID – A new paper outlining 30 principles of securities regulation has been released by the International Organisation of Securities Commissions (Iosco). Principles are based on investor protection, market fairness and transparency, and reducing systemic risk.

The paper, “Objectives and Principles of Securities Regulation”, updates Iosco’s previous set of objectives and principles, which dated back to 1998. The principles are subdivided into categories for the regulator, self-regulation, enforcement, co-operation, issuers, collective investment schemes, market intermediaries and the secondary market.

  • LinkedIn  
  • Save this article
  • Print this page  

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: