SEC fund reforms may cost investors

In a new TowerGroup consultancy report, Regulatory and Legislative Efforts to Heal the Ailing Mutual Fund Industry: Will the Medicine Kill the Patient?, senior analyst Gavin Little-Gill argues that new and proposed regulations are driving up funds' selling and servicing costs for retail investment products, and he fully expects those costs to be passed on to mutual fund investors themselves.

Over the past several months, the SEC has focused its reform initiatives on five issues:

• Failure to apply

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here