High-stakes settlement and execution risks at BNY Mellon
New York’s BNY Mellon has sold off its retail operations and holds no prop trading book – but operational risk is more important than ever for the company, with customer due diligence and business continuity particular worries, op risk head David Thompson explains
For the last five years, intense public attention – and regulatory pressure – has focused on the operational risks associated with retail and investment banking. Repeated bank failings from mis-selling to technical glitches plague the retail sector, while wrongdoings such as rogue trading and Libor-rigging have seen a series of large fines and additional safeguards imposed on the investment
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