HK regulator fines Deutsche Securities Asia


Hong Kong's Securities and Futures Commission (SFC) in December reprimanded Deutsche Securities Asia and fined it HK$6 million ($774,000) for lacking adequate systems for facilitation trading.

An SFC investigation into the bank's services to institutional clients through its facilitation trading desk found that, from May 2001 to September 30, 2005, Deutsche Securities Asia failed to put in place an adequate system to identify and resolve potential conflicts of interest arising from commingled

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Stemming the tide of rising FX settlement risk

As the trading of emerging markets currencies gathers pace and broader uncertainty sweeps across financial markets, CLS is exploring alternative services designed to mitigate settlement risk for the FX market

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