Canadian regulator expresses concern over PPN marketing
The CSA conducted the review in response to increased retail interest in hedge funds . The review was done through a combination of compliance reviews of fund managers and advisers, disclosure reviews and industry consultations. Although the CSA determined that “an appropriate securities regulatory framework exists for hedge funds in Canada”, it also found that certain areas can be improved – particularly the marketing of PPNs.
Accordingly, the CSA plans to further investigate the marketing of
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