US bulge-bracket firms get serious about compliance

Nowhere is this better illustrated than by the recent announcement that New York hedge fund Pequot Capital Management and Pittsburgh-based Mellon Financial Corporation - two of the largest hedge fund and asset management organisations in the US respectively - have signed with StarCompliance for the vendor’s code of ethics software system.

Both contracts are still in their embryonic stages, with neither organisation divulging details of the agreements, although Lawrence Cutler, a principal at

To continue reading...

You need to sign in to use this feature. If you don’t have a account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: