Dodd-Frank swap dealer rules tricky, says Cargill compliance head

A lack of guidance on the swap dealer provisions of the US Dodd-Frank Act is turning compliance into a guessing game for swap dealers such as Cargill Risk Management, suggests the firm's chief compliance officer in a video interview


A lack of sufficient guidance on key provisions of the US Dodd-Frank Act means swap dealers are being left in the dark when it comes to monitoring their own compliance, according to Uzi Rosha, global chief compliance officer at Cargill Risk Management – the Minnesota-based commodity trader’s swap dealing unit.

Speaking in Houston following a presentation at Energy Risk Summit USA on May 21, Rosha was asked how long it took for Cargill to come into full compliance with Dodd-Frank's swap dealer

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