メインコンテンツに移動

Cat on life support after appeals court ruling

Consolidated Audit Trail’s funding order setback could herald its demise

A question mark portrayed as a pipe that has valves which can be cut off is set against a background of personal data
Credit: Risk.net montage

A decision by the 11th Circuit Court of Appeals in July to throw out the Consolidated Audit Trail’s funding order could be the final nail in the Cat’s coffin.

The ruling was a major setback for the US Securities and Exchange Commission’s long-term plan for exchanges and self-regulatory organisations (SROs) – responsible for about a third of Cat costs – to recover their expenses from investors. The

コンテンツを印刷またはコピーできるのは、有料の購読契約を結んでいるユーザー、または法人購読契約の一員であるユーザーのみです。

これらのオプションやその他の購読特典を利用するには、info@risk.net にお問い合わせいただくか、こちらの購読オプションをご覧ください: http://subscriptions.risk.net/subscribe

現在、このコンテンツをコピーすることはできません。詳しくはinfo@risk.netまでお問い合わせください。

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

無料メンバーシップの内容をお知りになりたいですか?ここをクリック

パスワードを表示
パスワードを非表示にする

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

ログイン
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here