メインコンテンツに移動

SEC’s Stein sounds alarm on portfolio margining

Comment period on single-name CDSs is covert attempt at rulemaking, regulator says

Kara Stein
Kara Stein: proposed text changes appear "more akin to a reproposal"

Kara Stein, a commissioner at the Securities and Exchange Commission, says an attempt to revive a 2012 proposal on security-based swap dealers may amount to stealth rulemaking.

The issue arose last week at an open meeting of the SEC, where it voted 4–1 to seek public comment on capital, margin and segregation rules proposed, then abandoned, several years ago. Those rules, governing single-name

コンテンツを印刷またはコピーできるのは、有料の購読契約を結んでいるユーザー、または法人購読契約の一員であるユーザーのみです。

これらのオプションやその他の購読特典を利用するには、info@risk.net にお問い合わせいただくか、こちらの購読オプションをご覧ください: http://subscriptions.risk.net/subscribe

現在、このコンテンツをコピーすることはできません。詳しくはinfo@risk.netまでお問い合わせください。

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

無料メンバーシップの内容をお知りになりたいですか?ここをクリック

パスワードを表示
パスワードを非表示にする

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

ログイン
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here