Know your customer (kyc)
Banks facing wider sanctions and tougher enforcement
NYDFS proposes bitcoin regulations that experts say go too far
Regional KYC requirements adding to global regulatory burden
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Know your customer (kyc) articles
Banks hoping for guidance on non-IGA nations
Initial service will focus on bank policies, but Swift aims to expand
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money launder...
On August 13, derivatives dealers found themselves facing a compliance challenge of epic proportions – final language setting out what counts as a swap had just been published in the Federal Register...
New rules governing the sale and distribution of structured products in Singapore are set to be put to the test with the first product issued since the Lehman Brothers bankruptcy
Dealers hope to comply with new business conduct rules by amending thousands of Isda master agreements – but a standardised protocol published last month is expected to leave some clients cold
Ten-week extension comes as welcome surprise to dealers, but industry still has concerns about timing and content of new rules
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.