Know your customer (KYC)
Firms want more clarity and time to implement global tax reporting rules
Sponsored feature: Thomson Reuters
Governance failures and weak compliance at heart of $1.45bn fine
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Regional KYC requirements adding to global regulatory burden
Banks hoping for guidance on non-IGA nations
Initial service will focus on bank policies, but Swift aims to expand
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money launder...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.