Know your customer (KYC)
Due diligence requirements prompting banks to axe financial services
Trading errors, collateral and the potential for China's derivative market were 2014's top stories
Keeping track of fraud and money laundering made easier through machine learning
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Initial service will focus on bank policies, but Swift aims to expand
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money launder...
On August 13, derivatives dealers found themselves facing a compliance challenge of epic proportions – final language setting out what counts as a swap had just been published in the Federal Register...
New rules governing the sale and distribution of structured products in Singapore are set to be put to the test with the first product issued since the Lehman Brothers bankruptcy
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.