Financial services authority (fsa)
UBS could 'get slammed' by FSA enforcement investigation
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The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
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Guidelines require notification of deals and improved risk management processes
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FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
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More Financial services authority (fsa) articles
FSA guidance on liquidity swaps imminent following meeting with banks...
Original headline:
Regulator expected to avoid hard rules, but consultation may have been detrimental to market, say bankers
Economic turmoil taxes market risk models
Original headline:
Managing market risk is a key issue for life insurers. Clive Davidson looks at the challenges they face in modelling this risk and how the assumptions that underpin their models are changing in response to the recent economic turmoil
Local regulators grapple with Solvency II implementation
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National European regulators are moving forward with Solvency II implementation at varying speeds. With Omnibus II still to be finalised, the uncertainties over the rules are creating additional pressures for local regulators. Thomas Whittaker examines...
Getting to grips with the Orsa challenge
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Across Europe insurers are reporting uneven progress in their preparations to meet the Orsa requirements, with many firms struggling to adapt their practices to the new regime. Ellen Davis reports
Near-record fines indicate FSA's harsh approach to market abuse
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Latest fines include second-highest individual market abuse penalty so far
Fears over UK representation in Europe voiced in FCA report
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Report by Treasury Select Committee reviews plans for new agency's role in European regulatory decisions
UK FSA asked to broaden scope and improve clarity in retail product...
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The deadline for responses to the Financial Services Authority's latest consultation on structured products fell yesterday, January 11. Responses have requested a broader scope and more clarity
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