Exchange-traded note (etn)
Sponsored interview: Morrison & Foerster
Hinde Capital long-short strategy at the heart of new LSE-listed ETN
‘Blast emails’ to retail investors a major offender under Rule 2210
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Exchange-traded note (etn) articles
Regulator urged to focus on sophisticated and institutional investors
Exchange seeks to maintain dominance in the US
After thinking they would be ignored in a broad reform of the US tax system led by David Camp, retail investors could find themselves in the firing line for phantom income tax, say bankers
Structured products house of the year, Americas
The taxman cometh
Targeting high yields
Four months after the furore surrounding the Tvix exchange-traded note, Finra has responded by issuing an investor alert warning of the risks involved in the products
Leveraged and inverse ETFs and ETNs criticised by New York University mathematics professor
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.