Exchange-traded note (ETN)
Sponsored interview: Morrison & Foerster
Hinde Capital long-short strategy at the heart of new LSE-listed ETN
‘Blast emails’ to retail investors a major offender under Rule 2210
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Exchange-traded note (ETN) articles
Regulator urged to focus on sophisticated and institutional investors
Exchange seeks to maintain dominance in the US
After thinking they would be ignored in a broad reform of the US tax system led by David Camp, retail investors could find themselves in the firing line for phantom income tax, say bankers
Structured products house of the year, Americas
The taxman cometh
Targeting high yields
Four months after the furore surrounding the Tvix exchange-traded note, Finra has responded by issuing an investor alert warning of the risks involved in the products
Leveraged and inverse ETFs and ETNs criticised by New York University mathematics professor
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.