Bafin neglecting consumers, conference speakers say
ECJ decision means new problems for data preservation
Operational risks from microlending increasing in developed and developing world
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Misleading advertising common among high-interest loan providers
The planned Consumer Financial Protection Bureau could drive US focus on treating customers fairly for retail banking and credit products
The break-up of the UK Financial Services Authority is beginning to take shape, says the regulator's head of risk management
UK Chancellor of the Exchequer confirms the FSA is to be abolished and replaced with a new regulatory regime.
US legislators are pressing for reforms that will lead to a big shake-up in how over-the-counter derivatives are bought and sold. The question is how this will affect the structured notes market. ...
US Senate Banking Committee chairman Chris Dodd has reiterated the need for a "strong, independent consumer protection watchdog" to crack down on abusive practices. In a statement published on the Banking...
LONDON – UK government proposals to boost the defences of the country’s financial sector will give more powers to regulators and consumers, and toughen requirements imposed on firms. The Financial...
The US Financial Industry Regulatory Authority (Finra) has launched an investigation into financial institutions' underwriting derivatives contracts used by US municipals to finance debt at lower c...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.