UBS
Dealers’ WKSI woes: a case of rough justice?
Stripping firms of special issuance status suggests heavy-handed approach by SEC
UBS saves Sfr295m in capital via swaps margin change
FDIC vice-chair has warned of hidden dangers in new approach
People: Credit Suisse’s Bhandari joins Nomura
Folloit joins Citi from BAML; Barnard departs RBS
People: Trio of senior execs depart UBS investment bank
UBS reshuffle; Icap chief exec departs; Green leaves Lloyds for Scotiabank
Structured note issuers warned on faulty disclosures
Fines for BAML and UBS highlight importance of accurate cost disclosures
Bank of the year: UBS
Risk management failures cause the bank to revamp its op risk programme
People: HSBC appoints markets head to new digital role
Credit Suisse loses European prime derivatives head; SocGen CRO retires; Citadel Securities hire from Barclays macro sales desk
Operational risk managers told to do less to succeed
Resist temptation to intervene often, says head of op risk at UBS Asset Management
SEC lawyer: corporate negligence charge a game-changer
UBS V10 case highlights ability to levy charge on firm rather than individuals
People: McDermott leaving UK regulator
Woods is new PRA chief; Deutsche hires Root and Hazlewood; Santander's Hassani promoted
Banking redefined: Helping clients succeed in the new market structure
Sponsored Q&A: UBS
People: Three senior forex managers leave Citi
Citi loses three in London office; RBS head of markets departs; Serafini joins Ice; and more
Dealer-run platforms face hard choices under Mifid II
MTF, OTF or SI: three options, but none that banks like
Fixed-income trading platform of the year: UBS
Firm prices saw 'real end-users' flock to Bond Port in 2015
Proprietary indexes: private products face public scrutiny
Post-UBS enforcement action, what next for custom indexes?
Hong Kong regulator in management shake-up, and other recent job news
Job changes in the derivatives, regulation and risk industry throughout Asia
Banks say multiple-point-of-entry firms gain TLAC advantage
No equivalent cap on aggregate buffer for G-Sibs that face resolution as single group
UBS case shines light on proprietary index disclosures
US dealers’ custom index operations under heightened scrutiny following SEC enforcement action
Prime brokers expanding but credit funds 'shoved out the door'
Bank overhaul of prime brokerage hurting some more than others
Best in Switzerland: UBS
Fallout from SNB decision dominates structuring
Best in Germany: UBS
Solvency II optimisation strategy delivers capital savings for insurers
Bank technology provider of the year: UBS
Neo platform proves its mettle for actively managed certificates
Retail structurer of the year: UBS
Dutch broker partnership boosts market share
People: Deutsche adds new financial institutions co-head
Celeste Guth joins Deutsche as co-head of the financial institutions group; UBS shakes up US rates; Wetjen heads to DTCC