Securities and Futures Commission (SFC)
EU uncleared margin rules expected by January – EC official
European regime draws on global principles
Video: Hong Kong SFC right to tackle dark pool 'shenanigans'
Liquidnet CEO Seth Merrin says December 1 rule change will aid market transparency
China could restrict offshore program trading in Hong Kong
Cross-border co-operation agreement already exists between CSRC and Hong Kong's SFC
Asset manager concern over Sifi label – Hong Kong SFC
Systemically important status seen as business threat by asset managers
Manage Asia derivative risk locally, says Bank of England
Offshore booking may result in weak regulatory oversight – UK regulator
SFC professional investor conclusions look to client agreement
Hong Kong regulator issues final definition of a professional investor
Market hits back at Hong Kong plans to bar retail access to dark pools
SFC proposals to keep retail investors on the lit market come under fire
Iosco secretary-general slams US and Europe as 'regulatory sharks'
Global securities regulator says both entities need to take a longer-term view
G-Sifis must improve their use of risk data – SFC
Hong Kong securities regulator wants systemically important banks to improve their ERM
Iosco outlines concerns over Esma assessment of Asian CCPs
Ashley Alder says European cross-border CCP regulation is not relevant to Asian markets
Extraterritoriality and the rebalancing of the global economy
Border controls
SFC readies decision on waiver for professional investors
SFC readies decision on waiver for professional investors
Japan delays cross-border rules amid US and European uncertainty
Equivalence and substituted compliance issues must be resolved quickly, or financial markets will be affected, says Kono at Japanese FSA
Mandatory clearing in Hong Kong postponed until January
Banks will have a six-month grace period before they must finally start clearing by July 2014
Regulators in Asia target shadow banking sector
Regulators in Asia are striving to strike balance between regulating the shadow banking sector and letting Asian financial intermediation develop
High yield bond funds are an emerging risk: SFC video interview
Investors increasing their exposure to high yield bond funds is an area of concern, according to Bénédicte Nolens, head of risk and strategy at the Securities and Futures Commission
Scoach and Euwax feel the pressure
Feeling the pressure
Hong Kong securities regulator argues for more control over HFT
The Securities and Futures Commission makes the case for more regulation of high-frequency trading – but the market is not convinced
Cross-border confusion between domestic clearing houses
Cross-border confusion
Changing hats, April 2012
Hong Kong's SFC sets up risk strategy unit and Bank of England governor to chair the BIS's Committee on Payment and Settlement Systems
Buy-side firms in Asia gear up for clearing
Gearing up for clearing
Hong Kong regulator approves new synthetic ETFs
The Hong Kong ETF market received a boost with the approval of more than a dozen synthetic ETFs – the first authorisation since local rule-makers toughened regulations over this asset class last year
Countdown to the G-20 deadline
Just 12 months to go until all standardised OTC derivatives are supposed to be cleared through CCPs – but meeting that deadline everywhere looks unlikely