Repeated conduct failures lead to increase in average penalty amount
Core rates products may only be offered to “key clients”
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Top story articles
Tougher leverage ratio in US prompts early review
Collateral transformation facilities being lined up but are not being used
Onshore mandates give Asian economies the edge in developing forex clearing
Industry concerns over unintended consequences of tougher regulation
Insurers left uncertain about treatment of derivatives and equity release
International players have concerns over first RMB oil contract
SEC fines HFT firm $1m for using algorithms to sway Nasdaq closes
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.