Short-selling
UBS Securities fined $8 million for inaccurate recording practices
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UBS Securities has been fined $8 million by the SEC for inaccurately recording 'locates' information
Original headline:
Dealers say regulators have cooked up a pro-cyclical credit value adjustment capital charge that will force them to buy increasing amounts of protection in an illiquid market, regardless of changes in...
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Fine from Finra is latest indicator of UBS's control and supervisory issues
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More Short-selling articles
Regulatory experts say EU's naked CDS ban is ill-judged
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The new rules are "another instance of the authorities blaming the wrong people and imposing the wrong policies", says Cass's Ian Marsh
Short-selling bans spark confusion over index trades and extraterritoriality...
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Dealers say volumes have been light as market participants try to work out scope of bans – with confusion arising on index trades and the geographic reach of the rules
Protected banks welcome new European short-selling bans
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Regulators need to protect markets from "rumours and false information" say bans' supporters
Assessing the arguments against shorting
Original headline:
Some politicians and regulators in Europe have suggested restrictions on the short selling of government bonds and credit default swaps referenced to those securities. Hans Blommestein, Ahmet Keskinler and Carrick Lucas at the OECD argue such a move could...
Sovereign debt managers criticise ban on naked CDSs
Original headline:
European Parliament proposal will increase volatility in borrowing costs, claim debt managers
Dealers and issuers protest European ban on ‘naked’ CDS
Published online only
Ban could harm government debt markets, according to UK DMO – dealers say any prohibition would backfire
UK DMO stresses need for consistency
Original headline:
With government budget deficits growing rapidly across Europe and in the US, sovereign debt issuance is facing ever more scrutiny. Robert Stheeman, chief executive of the UK’s Debt Management Office, talks to Michael Watt about the challenges he faces...
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