Securities and Futures Commission (SFC)
Systemically important status seen as business threat by asset managers
Offshore booking may result in weak regulatory oversight – UK regulator
Hong Kong regulator issues final definition of a professional investor
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Securities and Futures Commission (SFC) articles
SFC proposals to keep retail investors on the lit market come under fire
Global securities regulator says both entities need to take a longer-term view
Ashley Alder says European cross-border CCP regulation is not relevant to Asian markets
SFC readies decision on waiver for professional investors
Equivalence and substituted compliance issues must be resolved quickly, or financial markets will be affected, says Kono at Japanese FSA
Banks will have a six-month grace period before they must finally start clearing by July 2014
Need for speed
Investors increasing their exposure to high yield bond funds is an area of concern, according to Bénédicte Nolens, head of risk and strategy at the Securities and Futures Commission
The Securities and Futures Commission makes the case for more regulation of high-frequency trading – but the market is not convinced
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.