Securities and futures commission (sfc)
Hong Kong regulator issues final definition of a professional investor
SFC proposals to keep retail investors on the lit market come under fire
Global securities regulator says both entities need to take a longer-term view
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Securities and futures commission (sfc) articles
Ashley Alder says European cross-border CCP regulation is not relevant to Asian markets
SFC readies decision on waiver for professional investors
Equivalence and substituted compliance issues must be resolved quickly, or financial markets will be affected, says Kono at Japanese FSA
Banks will have a six-month grace period before they must finally start clearing by July 2014
Need for speed
Investors increasing their exposure to high yield bond funds is an area of concern, according to Bénédicte Nolens, head of risk and strategy at the Securities and Futures Commission
The Securities and Futures Commission makes the case for more regulation of high-frequency trading – but the market is not convinced
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.