Securities and futures commission (sfc)
Buy-side firms in Asia gear up for clearing
Original headline:
Buy-side firms need to start preparing for central clearing, but a number of challenges remain to be resolved – not least the fact that the regulations have not yet been finalised. How are Asia’s largest...
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The Hong Kong ETF market received a boost with the approval of more than a dozen synthetic ETFs – the first authorisation since local rule-makers toughened regulations over this asset class last year...
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Just 12 months to go until all standardised OTC derivatives are supposed to be cleared through CCPs – but meeting that deadline everywhere looks unlikely
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More Securities and futures commission (sfc) articles
HK OTC rules add to cross-border concerns
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The Securities and Futures Commission and Hong Kong Monetary Authority released a joint consultation on their plans to overhaul OTC derivatives regulation in October. But how will the rules fit with the patchwork of legislation drawn up elsewhere? And...
HK margin rules on uncleared swaps should include exemptions, say market...
Original headline:
Corporates and non-bank financial institutions should be exempted from any margin requirements on uncleared swaps in Hong Kong, say some participants
SFC: wrestling with local versus international
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The comment period for the joint Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) consultation paper on the regulatory regime for OTC derivatives closed on November 30. SFC chief executive Ashley Alder and executive director...
Regulators increase pressure on individual negligence and crime
Original headline:
The number of financial crime cases being pursued by regulators around the globe is increasing, and the focus is switching to the culpability of individuals rather than firms
Work needed to ensure regulations mesh, says SFC’s Alder
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Further international co-ordination is needed if the G-20 deadline for central clearing of standardised OTC derivatives is to be met, says new SFC chief executive
Scoach brings after-hours trading to Hong Kong investors
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Market participants in Hong Kong can now trade after hours on the Scoach platform in Germany, where issuers can also list Hong Kong dollar-denominated products
HK regulator clarifies extraterritorial impact of OTC derivatives rules...
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A senior official at the Hong Kong securities watchdog says some exceptions are likely to be made to proposed new extraterritoriality rules on mandatory clearing and reporting OTC derivatives in Hong Kong
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