Rogue traders
Fraud and financial crime software provider of the year: BAE Systems...
Pattern-finding software uses big data to find systematic fraud, money-laundering and rogue trading
Developing key risk indicators, or KRIs, is a prerequisite for effective risk management. Ariane Chapelle of the University of Brussels highlights four risk drivers that can form a basis for a suite of...
Broker-dealers face significant operational risks, especially when they allow customers direct access – Marcelo Cruz discusses the threats to a critical part of the financial industry
Don't get left behind
How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Rogue traders articles
Human resources: the first defence against insider fraud risk
HR departments are key in preventing internal fraud - and in dealing with the consequences, Nick Kochan finds
Top 10 operational risks for 2013
OpRisk looks again at the primary concerns for operational risk managers in the New Year
Special report: Financial crime
A collection of articles about the operational risk impact of financial crime
Adoboli's rogue trading highlights significant failings at UBS
Kweku Adoboli's fraudulent activity at UBS, which caused a loss of $2.3 billion, went undetected because of serious weaknesses in systems and controls. UBS says it has remedied the faults, but can the industry as a whole ever prevent rogue trading? By...
Goldman $1.5m fine for rogue trading loss ‘insufficient’, says Chilton...
CFTC's Bart Chilton criticises the commission's fine, saying it should be at least five times higher
UBS fined £29.7 million for controls failures resulting in Adoboli losses...
The UK FSA fines UBS for failures in systems and controls leading up to Adoboli's $2.3 billion losses
UBS rogue trader verdict 'leaves door open' for litigation
Verdict in trial of Kweku Adoboli may lead to litigation against UBS, legal expert warns
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
Related conferences
-
Risk OTC Derivatives Clearing Summit
USA, 5th Jun 2013
-
Quant Congress Europe
UK, 12th Jun 2013
-
Risk and Return Brasil - Portuguese
Brazil, 12th Jun 2013
-
Risk & Return Brazil - English
Brazil, 12th Jun 2013
-
What’s next for fixed-income ETFs and structured products?
UK, 3rd Jul 2013
Related training
-
Nexus-Risk Training
Canada, 21st - 16th Oct 2013
-
Gas Portfolio Optimisation
UK, 22nd - 23rd May 2013
-
Active Risk Management in the Treasury
UK, 5th - 6th Jun 2013
-
Active Risk Management in the Treasury
UK, 5th - 6th Jun 2013
-
Market Data, Reference Data & Technology Training
Canada, 10th - 14th Jun 2013
Updating your subscription status 
Risk IPad Apps
Email alerts
Weekly poll
Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
- Lender market advisory: swap guarantees – keepwells and excluded obligations
- Global securities enforcement activity stepping up to meet new market challenges
- M&A representations and warranties insurance: what every buyer and seller needs to know
- Green REITs, MLPs and Up-Cs
- How important is collaborative technology in managing risk?
Related Jobs
