KRIs for rogue trading are vital defence against multi-billion-dollar losses from unauthorised trading
Welcome to the third issue of Volume 10 of The Journal of Operational Risk. This is a special issue in which two of our four papers come from the CFS Conference on Operational Risk: Management and Measurement,...
This paper discusses the violation of applicable firm guidelines by individuals employed by a bank or financial institution and suggests specific metrics to identify and prevent such behaviour.
More Rogue traders articles
Losses illustrate scale of reputational exposure
How intelligent machines will change the financial markets
"Safety culture" hinges on readiness to admit problems, speakers say
Regulator warns reaching common standard will be difficult
Lack of commonality in rogue traders adds to the risk banks face from within
Fraud and financial crime software provider of the year: BAE Systems Detica
HR departments are key in preventing internal fraud - and in dealing with the consequences, Nick Kochan finds
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.