Experts warn that regulatory requirements are likely to continue holding back bitcoin and other crypto-currencies, meanwhile European regulators and Canadian lawmakers have both recently addressed the...
The recent fine against BNP Paribas for sanctions violation has shone a light on the issues non-US banks face in trying to comply with US regulations, says one legal expert
Stockholm-headquartered Nordea loses head of operational risk, Anders Meinert Jørgensen, to local competitor Danske Bank
More Operational risk articles
In many respects, the "London whale" scandal at JPMorgan Chase is similar to other "rogue trading" events, in that a group of traders took large, speculative positions in complex derivative securities that went wrong, resulting in over US$6 billion of...
I have recently participated in a number of operational risk conferences, the most important of which was OpRisk USA 2014. OpRisk USA has occurred annually for the past fifteen years, and I have been a speaker at every event. In the early days we would...
Paradigm Capital Management had an ineffective conflict resolution committee, which meant that the conflict of interest at the heart of the SEC's whistleblower retaliation case was not investigated properly, legal expert says
Fatca withholding agents will not be effective without a vital document that is yet to be published, with only five days to go before deadline hits
Regulators require banks to use an internal model to compute a capital charge for operational risk, which is thought to be sensitive to assumptions on dependence between losses that still remain a matter of debate. Vivien Brunel proposes an analytical...
Paridigm Capital will suffer reputational damage and a loss of business as a result of the SEC's first whistleblower retaliation case, experts predict
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Topics of interest
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Singapore, 22nd - 23rd Jul 2014
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014