Clients get a harder sell – but say they still have enough choice – as regulators circle
Operational risks from microlending increasing in developed and developing world
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Mis-selling articles
UK banks paid out £383m in compensation in July for mis-sold PPI
FCA publishes details of compensation paid by nine UK banks
Surviving disasters needs more than a BCM plan
Misleading advertising common among high-interest loan providers
Financial Conduct Authority fines look likely to top 2013's £335m total
Deference to senior management may allow poor conduct to continue
Redress payments still rising for UK banks over unsuitable rate products
Financial institutions must ensure clients' interests aren't compromised
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.