Mary Jo White to replace Elisse Walter, following Schapiro’s resignation in December 2012
SEC chair Mary Schapiro steps down a week after former inspector-general files $20 million lawsuit against the agency
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Mary schapiro articles
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
Collaborating for change
SEC chair says Dodd-Frank Act should be adapted to fit markets
Proposed rule changes from Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (Finra) are a good but incomplete solution to operational risk within exchange infrast...
An SEC proposal targets high-frequency trading and fund managers in particular.
Chairman of the US Securities and Exchange Commission (SEC) Mary Schapiro has reminded compliance officers of their “critical role” in protecting investors and ensuring the proper functioning of financial...
US regulators will decide which over-the-counter derivatives contracts are to be cleared with central counterparties (CCPs), stripping from clearing houses the authority to determine which trades will...
All derivatives dealers should be compelled to meet capital and margin requirements on over-the-counter derivatives trades, the Commodity Futures Trading Commission (CFTC) said on Tuesday. Testifying...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.