Mary Jo White to replace Elisse Walter, following Schapiro’s resignation in December 2012
SEC chair Mary Schapiro steps down a week after former inspector-general files $20 million lawsuit against the agency
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Mary Schapiro articles
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
Collaborating for change
SEC chair says Dodd-Frank Act should be adapted to fit markets
Proposed rule changes from Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (Finra) are a good but incomplete solution to operational risk within exchange infrast...
An SEC proposal targets high-frequency trading and fund managers in particular.
Chairman of the US Securities and Exchange Commission (SEC) Mary Schapiro has reminded compliance officers of their “critical role” in protecting investors and ensuring the proper functioning of financial...
US regulators will decide which over-the-counter derivatives contracts are to be cleared with central counterparties (CCPs), stripping from clearing houses the authority to determine which trades will...
All derivatives dealers should be compelled to meet capital and margin requirements on over-the-counter derivatives trades, the Commodity Futures Trading Commission (CFTC) said on Tuesday. Testifying...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.