Losses & lawsuits
UBS could 'get slammed' by FSA enforcement investigation
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The FSA announces commencement of its formal investigation that could see UBS 'get slammed', according to one legal expert
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'Not guilty' plea could be stalling tactic or attempt to spread guilt, lawyers say
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SEC charges another Madoff executive for his role in the multi-billion dollar Ponzi scheme
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More Losses & lawsuits articles
Adoboli given extra month to respond to 'rogue trading' charges
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Ex-UBS trader Adoboli's plea hearing has been adjourned until December
Hedge fund managers charged in connection with multi-billion dollar...
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Two hedge fund managers have been charged by the SEC with facilitating a multi-billion dollar Ponzi scheme
Citigroup settles CDO charges for $285 million
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The SEC has ordered Citigroup to pay $285 million to settle charges relating to a short position taken against its own CDO investors
Rajaratnam sentenced to 11 years for Galleon insider trading
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Galleon insider trader Raj Rajaratnam has been given a record sentence in the US for insider trading
UBS could face lawsuits after rogue-trading losses
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Management failures could leave bank liable
Axa Rosenberg clients 'betrayed' by co-founder
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Clients of Axa-Rosenberg lost $217 million because its co-founder concealed an error in one of its models, regulator says
SEC obtains restraining order against Select Asset Management
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$52 million fraud misused investor capital, SEC claims
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