Judge backs regulator on key legal questions in allowing suit to proceed
Institutions not fined by regulators still likely to face punishment
The online Certificate in Quantitative Finance program provides risk professionals with quant finance tools applicable to their roles, and now offers risk management electives. Download the CQF brochure.
More Litigation articles
Lloyds, Barclays, RBS and HSBC still topping up provisions
Group litigation will force boards to focus on cyber risk
Large US fixed-income funds moot rate-rigging legal action
Special inspector general says agency to stay until at least 2020
An extraordinary Australian court judgement shines a light on the errors and deceit that led to the granting of a triple-A rating to ABN Amro’s Surf constant proportion debt obligation in 2006. Lu...
The fine handed out by an Australian court last year to ABN Amro and Standard & Poor’s was a rare success for post-crisis litigants in structured credit cases. The victors are hoping to repeat the...
The UK FSA fines UBS for failures in systems and controls leading up to Adoboli's $2.3 billion losses
Verdict in trial of Kweku Adoboli may lead to litigation against UBS, legal expert warns
Barclays' $450m settlement gives lawyers smoking gun evidence of attempts to tamper with benchmark rates
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
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