US-based family office submits detailed legal response
Lloyds, Barclays, RBS and HSBC still topping up provisions
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Litigation articles
Group litigation will force boards to focus on cyber risk
Large US fixed-income funds moot rate-rigging legal action
Special inspector general says agency to stay until at least 2020
An extraordinary Australian court judgement shines a light on the errors and deceit that led to the granting of a triple-A rating to ABN Amro’s Surf constant proportion debt obligation in 2006. Lu...
The fine handed out by an Australian court last year to ABN Amro and Standard & Poor’s was a rare success for post-crisis litigants in structured credit cases. The victors are hoping to repeat the...
The UK FSA fines UBS for failures in systems and controls leading up to Adoboli's $2.3 billion losses
Verdict in trial of Kweku Adoboli may lead to litigation against UBS, legal expert warns
Barclays' $450m settlement gives lawyers smoking gun evidence of attempts to tamper with benchmark rates
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Vexed by valuations
The FSA fined RSM Tenon Financial Services Limited at the end of last month, in the first enforcement case to come out of its review of the marketing and sales of structured products. But many individuals...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.