Legal risk
Basel's risk definitions open to interpretation in common-law countries...
Original headline:
Source: Operational Risk & Regulation
The Basel Committee definitions of op risk, legal risk and compliance risk might not be adequate for countries with a common-law system, such as South Africa
Published online only
Source: Risk magazine
A global financial services giant finds that the Black Duck Suite enables it to realise the compelling economics of open-source software while solving the significant management, compliance and security...
Published online only
Source: Risk magazine
An arbitration panel set up to tackle derivatives disputes could also tackle eurozone debt crisis issues, says Jeffrey Golden, architect of the Isda master agreement
Worried about regulation?
Read in-depth analysis of top regulatory issues today!
Find the information you need in articles from across Risk.net on Basel III, the Dodd-Frank Act, and Solvency II.
More Legal risk articles
CFTC and SEC facing legal anxiety over cost-benefit analyses
Original headline:
Source: Risk magazine
A major legal victory challenging a US Securities and Exchange Commission (SEC) rule over inadequate cost-benefit analyses could create a wave of similar litigation targeting SEC and Commodity Futures Trading Commission Dodd-Frank rules – to the mounting...
Deutsche-Ille ruling changes sales practices for German dealers
Original headline:
Source: Risk magazine
Six months after a German federal court ruled against Deutsche Bank in a derivatives mis-selling case, dealers in the country are still wrestling with the implications, but some have already tweaked their sales practices. By Alex Monro
Inclusion of legal losses in op risk databases has banks fretting
Published online only
Source: Operational Risk & Regulation
Banks worry Basel rules requiring legal events to be included in operational risk databases earlier might mean the information is used against them in legal proceedings
Former BA trustees vow court battle over move to CPI
Published online only
Source: Life & Pension Risk
The former trustees of the BA Airways Pension Scheme have vowed to take the scheme to court over its controversial move to stop paying pensions in line with RPI inflation
OpRisk Europe: Implementation is key
Original headline:
Source: Operational Risk & Regulation
Speakers at OpRisk Europe focused on the challenges brought by rule changes – what supervisors are doing to provide clarity and avoid regulatory arbitrage, and what firms can do to ensure they’re ready
OpRisk Europe: Incorporating legal risk "not a done deal" at Deutsche
Published online only
Source: Operational Risk & Regulation
Rob Nagra of Deutsche Bank tells of the tough journey Deutsche have had to get legal risk recognised as operational risk, while another international bank has found it easy
Credit ratings: the legal perspective
Published online only
Source: Credit
Securitisation lawyer Jonathan Walsh explains what regulatory and legal changes will mean for the rating agencies
Forgot your Risk.net password?
Renew your password now!
Make sure you don't miss a day of Risk.net's essential content. Refresh your password today online!
Related conferences
-
Risk & Return Brasil
Brazil, 30th May 2012
-
Risk & Return Brazil
Brazil, 30th May 2012
-
CRO Forum Asia 2012
Singapore, 30th - 31st May 2012
-
FX Week China 2012 - CN
China, 12th Jun 2012
-
Risk & Return Canada
Canada, 20th Jun 2012
Related training
-
Nexus-Risk Training
USA, 26th Oct 2012
-
Operational Risk Management for Energy Companies
UK, 29th - 30th May 2012
-
CVA & DVA risk and return strategies
UK, 18th Jun 2012
-
Central Clearing in Canada: 2012 and Beyond
Canada, 22nd Jun 2012
-
CVA & DVA risk and return strategies
USA, 22nd Jun 2012
Updating your subscription status 
Email alerts
Weekly poll
Technology white papers
Related Jobs
