Fine
Near-record fines indicate FSA's harsh approach to market abuse
Published online only
Latest fines include second-highest individual market abuse penalty so far
Published online only
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
Published online only
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
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More Fine articles
UBS Securities fined $8 million for inaccurate recording practices
Published online only
UBS Securities has been fined $8 million by the SEC for inaccurately recording 'locates' information
Types of operational risk loss by event, March 2009 to March 2011
Published online only
Losses in the ‘Clients, products and business practices’ category continue
Firms’ misdemeanours keep FSA in the money
Published online only
The total number of fines issued by the FSA since its records began has now reached £239.8 million
FSA report reveals shape of future FCA enforcement
Published online only
Retail Conduct Risk Report foreshadows stance on consumer protection expected from the upcoming UK Financial Conduct Authority
FSA penalties likely to continue to grow
Published online only
The UK regulator took £89 million in fines in 2010 and experts says it will only grow tougher
US SEC and Citigroup defend $75 million subprime settlement
Original headline:
Citi and SEC forced to defend settlement agreement before US District Court judge.
UK FSA hits Goldman Sachs with £17.5 million reporting fine
Original headline:
Severity of the FSA fine demonstrates how the UK regulator is getting tough on reporting rules.
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