UK regulator adjudicates on Credit Suisse and Yorkshire Building Society
JAC reaffirms retail structured products principles with bigger committee
More Consob articles
Banks have seen value-at-risk figures fall over 2010, but risk measure may be on the way out
LONDON – Roger Guy, co-head of hedge fund operations at Gartmore, has claimed the UK asset manager’s internal compliance controls are “excessive”. Guy’s co-head, Guillaume Rambourg, was fined...
Commissione Nazionale per le Società e la Borsa (Consob) is having some success with the introduction of its ‘Quaderni di Finanza', a series of recommendations designed to allow retail investors to...
Italian regulator Commissione Nazionale per le Societa e la Borsa (Consob) will likely make public the conclusion of its Level 3 interpretation of Mifid rules in September, following the release of a draft...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.