UK regulator adjudicates on Credit Suisse and Yorkshire Building Society
JAC reaffirms retail structured products principles with bigger committee
This webinar on September 17th looks at the challenges of GRC, key trends, motives for improvement, future investments, and obstacles that banks and other financial institutions face in trying to improve and integrate their risk management strategy
More Consob articles
Banks have seen value-at-risk figures fall over 2010, but risk measure may be on the way out
LONDON – Roger Guy, co-head of hedge fund operations at Gartmore, has claimed the UK asset manager’s internal compliance controls are “excessive”. Guy’s co-head, Guillaume Rambourg, was fined...
Commissione Nazionale per le Società e la Borsa (Consob) is having some success with the introduction of its ‘Quaderni di Finanza', a series of recommendations designed to allow retail investors to...
Italian regulator Commissione Nazionale per le Societa e la Borsa (Consob) will likely make public the conclusion of its Level 3 interpretation of Mifid rules in September, following the release of a draft...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.