A series of articles about the impact of conduct risk on financial institutions, including an interview with the OCC, and features on risk metrics, conflicts of interest, and insurers
Rogue trading and other problems go unreported because of a blame culture at banks, the OpRisk Asia conference in Singapore heard today
Op risk managers must be prepared to challenge popular staff and products in order to control conduct risk, a speaker at OpRisk Asia warned today
More Conduct risk articles
Human resources information is crucial to monitoring and understanding the risks involved in corporate culture, the OpRisk Asia conference heard today
Regulators in the US and elsewhere have identified conduct risk as a top priority for bank soundness and systemic stability – the OCC’s Grovetta Gardineer and Carolyn DuChene discuss the challenges in defining and managing it. Interview by Jessica...
Following Thomson Reuters’ win in the best operational risk software provider category in the 2014 Operation Risk & Regulation Awards, Chris Perry, global managing director for risk at Thomson Reuters, discusses how organisations are currently approaching...
Regulatory pressure to focus on conduct risk means that banks now need to be sure that they have adequate and timely measures of their exposure
OpRisk Europe heard yesterday that the UK regulator needs to provide the industry with a definition of conduct risk to help banks formulate a unified and consistent approach to managing such risks
The renewed focus in the UK on conduct risk means firms must ensure that their conflict management policies and procedures are fit for purpose. John Ahern, a partner at law firm Jones Day, looks at the obligations firms now face when attempting to mitigate...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014
USA, 20th - 21st Aug 2014