Stockholm-headquartered Nordea loses head of operational risk, Anders Meinert Jørgensen, to local competitor Danske Bank
Risk culture lies at the root of many of the most publicised energy risk management failures. In the first instalment of a two-part series, Carlos Blanco, Jean Hinrichs and Robert Mark explore how energy...
Hedge fund managers need to concentrate on performance. But technology requirements, particularly in a multi-asset class and highly regulated, complex environment, can prove to be a distraction. Bennett...
More Compliance articles
A lack of guidance on the swap dealer provisions of the US Dodd-Frank Act is turning compliance into a guessing game for swap dealers such as Cargill Risk Management, suggests the firm's chief compliance officer in a video interview
The regulatory agenda for the forthcoming 12–18 months will present a diverse set of challenges for risk managers across all segments of the market. The rigours of continued stress testing by national regulators, imposition of tighter capital adequacy...
Compliance teams at US insurance companies are growing fast and looking to anticipate compliance risk before it materialises as well as fulfil their traditional role
The concept of a web that links not merely sites but concepts dates back to the founding of the World Wide Web. David Saul, chief scientist at State Street, describes how the world of finance should aim to develop a common machine-readable language to...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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