Compliance
Record fine for fraudulent CEO 'not enough', says expert
Published online only
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
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Latest fines include second-highest individual market abuse penalty so far
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Derrick Cain will join the bank next month
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Delayed Fatca regulations look set to ignore 'passthru' payments
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Further uncertainty expected by the industry once delayed draft Fatca regulations are released
Banks face heavy burden from sanctions in the Middle East
Original headline:
Ever-increasing sanctions are creating operational challenges not only for sanctioned entities but the industry as a whole
Supervision not regulation, says SEB's Hansen
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Rather than rushing to increase regulation and potentially creating compliance costs and regulatory risks, authorities should be getting involved at the ground level to improve supervision, says Lars Hansen, Swedish insurer SEB Life’s chief risk officer...
Off-take deal targets West coast REC demand
Published online only
Long-term REC off-take deal hedges West coast renewable energy compliance needs out to 2030; RECs demand expected to increase
Regulatory pressure prompts Bank of Singapore to name new compliance...
Published online only
OCBC subsidiary splits risk and compliance roles
Cagan appointed head of op risk at JP Morgan
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Cagan moves from compliance role at Citi to new op risk post
Is Remit too big a burden for energy market participants?
Original headline:
Remit, the EU’s new energy trading regulation, sprung from political concerns about market abuse. The provisions will massively increase reporting requirements for energy producers. But do they go too far, and is the body charged with collecting market...
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