Ex-regulator and head of compliance quits UK bank citing stress
Regulatory mindset 'creates no value' for US insurers
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
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Stronger FCA focus may be diverting resources from day-to-day compliance tasks
SEC official warns compliance teams at quant funds lack qualifications and knowledge to effectively monitor trading strategies
Deutsche Bank and CQS using risk indicators to adjust pay
Many energy market participants are worryingly unprepared for Emir and Remit, according to a recent poll by Energy Risk
The European fund management industry is subject to a new set of rules known as the Alternative Investment Fund Managers Directive covering any funds marketed or domiciled in the region. Keir Gordon and Eve Ellis of law firm Charles Russell discuss the...
With Basel III expected to provide an incentive for further integration of data management and analytics into an enterprise-wide risk management platform, in this sponsored feature Moody’s Analytics discusses the key challenges institutions face when...
US insurers dealing with potentially heavier load from federal regulation and the Orsa
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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Germany, 25th Feb 2014
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