Broker-dealers
PrinceRidge sings the praises of structured products
PrinceRidge Group distributes structured products to a client base that includes leading broker-dealers across the US. Yakob Peterseil talks to managing director Joe Castelluccio about what he has learned...
Broker-dealers face significant operational risks, especially when they allow customers direct access – Marcelo Cruz discusses the threats to a critical part of the financial industry
The conversion of over-the-counter energy swaps to futures at Ice has been hailed as a seamless transition, but there is an alternative history – of last-minute decisions, U-turns and confusion that...
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
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Risk interdealer rankings 2012 - PLEASE VOTE
Have your say in this year's Risk interdealer derivatives survey
Mifid amendments lift barrier to brokers owning OTFs
Tweaks to Mifid text would allow owners of OTFs to engage in matched principal trading
Custody Risk Americas Awards 2012 – Broker/Dealer Custody & Clearing...
JP Morgan led the way in 2011, with several key initiatives in the custody and clearing space. The multi-trillion-dollar tri-party repo market underwent a major overhaul during the year, following recommendations made after the 2008 market crisis and...
SEC AML initiative not clearly defined, lawyer warns
SEC/CFTC Capital Markets Working Group could be "just another talking shop"
Vote now for the Risk Australia rankings 2011
Choose your top three counterparty dealers in order of preference in the following five product categories: interest rate, currency, commodity, equity and credit derivatives.
Isda AGM: 2011 Margin Survey shows decrease in collateral agreements
Survey released today in Prague also shows increases in portfolio reconciliation
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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