Top 10 op risks: Failure to enforce internal controls

Top 10 op risks: Failure to enforce internal controls

kerviel-book
Brought to book: Jérôme Kerviel’s activities resulted in losses of nearly €5 billion for SG

Under much recent legislation – the 2010 UK Bribery Act, for example – companies can use the existence of adequate controls as a defence, even when an offence has actually taken plac