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Criminal minds and increased surveillance

Author: Mark Sands

Source: Operational Risk & Regulation | 01 Jul 2011

Categories: Operational Risk

Topics: Technology, Software, Financial Services Authority (FSA), Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC), Insider trading, Market abuse, Treating customers fairly (TCF)

The recent conviction of Raj Rajaratnam, the founder of hedge fund Galleon Group, has highlighted regulators’ increasing focus on criminal activity in...

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Criminal minds and increased surveillance

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