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FSA fines Tenon over structured products; more firms to follow

Author: Patrick Blum

Source: Operational Risk & Regulation | 25 Feb 2010

Categories: Governance

Topics: Lehman Brothers, Financial Services Authority (FSA), Sanctions, Systems and controls, Treating customers fairly (TCF)

The UK’s Financial Services Authority (FSA) has fined RSM Tenon Financial Services (Tenon) £700,000 for “significant failings” in its advice and...

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FSA fines Tenon over structured products; more firms to follow

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