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FSA censures Park Row Associates with £7.8m bill over misadvised customers

Author: David Benyon

Source: Operational Risk & Regulation | 24 Feb 2010

Categories: Penalties and censures, Governance

Topics: Financial Services Authority (FSA), Sanctions, Systems and controls, Treating customers fairly (TCF)

The Financial Services Authority (FSA) has publicly censured Park Row Associates, a network of UK independent financial advisers, and agreed a customer...

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FSA censures Park Row Associates with £7.8m bill over misadvised customers

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