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UK FSA bans broker for failing to prevent mortgage fraud

Author: David Benyon

Source: Operational Risk & Regulation | 15 Feb 2010

Categories: Penalties and censures, Governance

Topics: Fraud, Financial Services Authority (FSA), Due diligence, Mortgages, Sanctions

The UK Financial Services Authority (FSA) has banned a London-based mortgage broker for incompetence and failing to prevent fraud. The authority said Kevin...

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UK FSA bans broker for failing to prevent mortgage fraud

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