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Nomura fined £1.75 million over op risk failures

Author: David Benyon

Source: Operational Risk & Regulation | 30 Nov 2009

Categories: Operational Risk

Topics: Nomura, Financial Services Authority (FSA), Losses & lawsuits, Operational risk management (ORM)

LONDON – The UK Financial Services Authority (FSA) has fined Japanese bank Nomura £1.75 million for operational risk failures leading to mis-pricing...

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Nomura fined £1.75 million over op risk failures

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