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The Compliance Pain

Author: Rob Daly

Source: Operational Risk & Regulation | 15 Oct 2004

Categories: Fund Management, People

Topics: Evergreen Investments, Chief information officer (CIO), Chief technology officer (CTO), Commerzbank, JP Morgan Chase, Patriot Act, Sarbanes-Oxley Act (SOX)

Bring up the topic of compliance with most CIOs and they wince. Basel II, Sarbanes-Oxley and the USA Patriot Act all provide benefits to the financial...

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The Compliance Pain

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