Sophia Morrell
UK investment managers prepare for Fatca ahead of 2013
Published online only
New US-based requirements will increase the reporting burden for international firms
Published online only
New pre-trade transparency requirements for MTFs and ETFs as Cesr moves to a rules-based approach
Published online only
MTFs and dark pools policy positions to be announced, Cesr urges industry participation in consultation
Worried about regulation?
Read in-depth analysis of top regulatory issues today!
Find the information you need in articles from across Risk.net on Basel III, the Dodd-Frank Act, and Solvency II.
More Sophia Morrell articles
The increasing FX
Published online only
FX-linked products are on the rise as yield hungry investors look to one of the few underlyings that has been feasible to structure into short term capital protected notes in recent times while hedging conditions improve for issuers. A transparent and...
Pricing Partners platform adds VAR analytics for structured products
Published online only
Pricing Partners has unveiled a new value-at-risk calculation tool for structured products on its Price-it platform. The new system has been in development for two years and will now be marketed to both buy-side and sell-side clients. Value-at-risk...
UBS targeted by more lawsuits over Lehman-backed structured notes
Published online only
Vernon Healy, a Florida-based law firm, filed two arbitration claims against UBS Wealth Management on February 16 over its distribution of Lehman Brothers-backed structured notes and other inappropriate investments. Both cases went to the arbitration...
RBS teams with Greenblatt for enhanced value index launch
Published online only
Royal Bank of Scotland (RBS) has launched the Gotham Enhanced Value Index Series globally, in partnership with Joel Greenblatt, managing partner of Gotham Capital International, which ran a fund for a decade based on the principles of the index. The...
Halliday goes the extra mile
Published online only
New York-based Halliday Financial set up its structured products distribution business in October 2009, after consulting with one and all to ensure that its new business would not fall foul of the regulator. Sophia Morrell reports
US Wrap: Barclays focuses on sector plays
Published online only
Barclays has launched a range of accelerated growth products offering access to different sectors, including health care, consumer staples, industry, financials and energy. Sector plays are becoming increasingly popular as investors look to access specific...
US Wrap: Barclays offers note for real estate bulls
Published online only
Barclays has launched an accelerated growth product linked to the iShares MSCI Real Estate Index Fund. Upside participation is 300%, up to a cap of 17.6–21.5% at the product's 18-month maturity, with the exact level to be set at pricing. Similar terms...
Forgot your Risk.net password?
Renew your password now!
Make sure you don't miss a day of Risk.net's essential content. Refresh your password today online!
Related conferences
-
Risk South Africa
South Africa, 28th - 2nd Mar 2012
-
OpRisk North America 2012
USA, 20th - 23rd Mar 2012
-
Risk Annual Summit
UK, 20th - 23rd Mar 2012
-
Risk & Return Россия 2012
Russia, 25th Apr 2012
-
Risk and Return Russia
Russia, 25th Apr 2012
Related training
-
Nexus-Risk Training
USA, 26th Oct 2012
-
Marcello Minenna on Derivative Pricing and Model Calibration: Tools and Techniques
UK, 15th - 17th Feb 2012
-
Basel 2.5 to Basel III: Challenges and Objectives for Risk Management
UK, 16th - 17th Feb 2012
-
Basel 2.5 to Basel III: Challenges and Objectives for Risk Management
USA, 23rd - 24th Feb 2012
-
Patrick Hagan on Fixed Income
UK, 23rd - 24th Feb 2012
Updating your subscription status 
Email alerts
Weekly poll
Technology white papers
Related Jobs
