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FSA fines Nomura £1.75 million for mis-pricing

Author: Christopher Whittall

Source: Asia Risk | 27 Dec 2009

Categories: Penalties and censures

Topics: Nomura, Financial Services Authority (FSA)

The UK Financial Services Authority (FSA) has fined Japanese bank Nomura £1.75 million ($2.88 million) for operational risk failures that led to mis-pricing...

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FSA fines Nomura £1.75 million for mis-pricing

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