The Road to Compliance

Everyone talks about the urgency for compliance but can it be a competitive advantage for an investment firm? Can complying with the letter of the law and beyond actually grow a customer base and boost brand loyalty? Last month, Waters sponsored a breakfast briefing before two-dozen industry movers and shakers to discuss the road to compliance and what CIOs must do to keep their firms off of the front page of the Wall Street Journal and their CEOs out of handcuffs. Our panel consisted of Lar