A second no-action relief period that exempted Sefs from issuing confirmations expired on November 29, leaving forex traders unsure whether Sefs can handle the requirement
Failure to define a "significant or direct" threat to the US economy has brought regulatory overreach
Overhauling old systems is still the biggest driver for anticipated technology spending increases, but prudential and market regulations are growing in importance
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
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From collapsing equity repo rates to footnote 88, and from the leverage ratio to new clearing house liquidity rules, the year has been full of surprises, many of them unpleasant. By the end of 2013, an industry that had seemed to be back on its feet was...
Technology vendors have had their hands full adapting their systems to comply with new regulations, and meeting customer demands for greater speed. In this challenging environment, Murex moved back to first place, with Misys a close second. By Joe Rennison,...
Two years on from its first draft, the Volcker rule is close to being finalised, but some regulators are still trying to close what they see as loopholes – and dealers see as vital freedoms
CFTC makes clear swaps between non-US swap dealers and non-US clients will be caught by Dodd-Frank if they are arranged, negotiated or executed by US personnel
The US Commodity Futures Trading Commission is gearing up for another big fight over position limits, after its original rule was rejected by a federal court. The agency’s latest proposal, released in November, gives market participants little reason...
Euro Swapnote® – an on-exchange futures contract referenced to the European interbank curve – promises hedge fund managers a cost-effective solution that meets regulatory requirements and enhances a fund’s strategy. In this sponsored Q&A, Stephen...
Speaking at Sifma AGM, former US president says OTC market should have been forced into collateralised regime before 2008 crisis
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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