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New MSRB rules seek to end municipal swap adviser scandals

Author: Peter Madigan

Source: Risk magazine | 26 Aug 2010

Categories: Regulation, Derivatives

Topics: Auction rate securities (ARS), Variable rate demand note (VRDN), Interest rate derivatives, Jefferson County, Municipality finance

Dealers and intermediaries acting as swap advisers on municipal derivatives trades will face regulation for the first time under new US registration requirements....

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New MSRB rules seek to end municipal swap adviser scandals

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