Managing people, conduct and culture risk

  • 4 days
  • Operational risk
  • 8 CPD points
View Agenda

Key reasons to attend

  • Embed strategy and governance into your conduct risk framework

  • Discuss best practices for maintaining integrity outside the office

  • Build compliance resilience in your organisation

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Customised Solutions

Does your team require a tailored learning solution on this or any other topic?

Working with the portfolio of expert tutors and Risk.net’s editorial team, we can develop and deliver a customised learning to make the most impact for your team, from initial assessment to final review. 

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About the course

Join our in-depth course focusing on the key tools for mitigating conduct risk. Led by subject-matter experts, this course will develop participants’ understanding of culture and compliance and how to integrate these into your organisation’s risk framework. 

Sessions, including compliance resilience and managing external misconduct, will educate delegates on the challenges since the pandemic. Experienced professionals will provide a better understanding of hybrid working models, presenting best practices for maintaining the same conduct culture from home.  

Each live session encourages peer-to-peer discussion for enhanced learning, providing maximum engagement with the detailed content and the opportunity to interact with the tutor through live Q&A and polls.

Learning objectives

  • Build effective conduct risk frameworks and culture 

  • Embed culture and conduct into AML/KYC strategies 

  • Apply actionable items to conduct risk within your organisation 

  • Implement hybrid working models to maintain conduct and compliance 

  • Assess the Third Line of Defence in terms of regulatory landscapes and role of the internal audit 

  • Analyse conduct risk through the human risk lens 

Who should attend

Relevant departments may include but are not limited to:  

  • Conduct risk 

  • Compliance 

  • Risk culture 

  • AML 

  • KYC 

  • Risk management 

  • Cyber risk 

  • Operational risk/resilience 

Agenda

March 27-30, 2023

Time zones: EMEA / APAC
Start time: 8.15 GMT / 16.15 HKT/SGT
Finish time: 10.45 GMT / 18.45 HKT/SGT

Sessions:

  • Building a conduct risk framework

  • Conduct risk strategy, culture, and governance

  • Managing conduct and compliance risks

  • Compliance resilience

  • Actionable items for conduct risk

  • Managing external misconduct

  • Role of the 3LOD

  • Conduct risk from a behavioural science lens

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Accreditation

This course is CPD (Continued Professional Development) accredited. One credit is awarded for every hour of learning at the event.

Pre-reading materials

The Risk.net resources below have been selected to enhance your learning experience:

To access some of the above articles you need to have a current subscription to Risk.net. If you don’t have one now, please subscribe to a free trial

Registration

March 27 - 30, 2023

08:15 am - 10:45 am

Virtual

Price

2,199

Earlybird Price

1,799
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Enquire about:

  • Agenda and registration process
  • Group booking rates
  • Customisation of this programme
  • Season tickets options
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